Politics: A Treatise on Government

Book IV (continued)

It is evident from what has been said, that there are as many different sorts of democracies and oligarchies as I have reckoned up: for, of necessity, either all ranks of the people which I have enumerated must have a share in the government, or some only, and others not; for when the husbandmen, and those only who possess moderate fortunes, have the supreme power, they will govern according to law; for as they must get their livings by their employs, they have but little leisure for public business: they will therefore establish proper laws, and never call public assemblies but when there is a necessity for them; and they will readily let every one partake with them in the administration of public affairs as soon as they possess that fortune which the law requires for their qualification: every one, therefore, who is qualified will have his share in the government: for to exclude any would be to make the government an oligarchy, and for all to have leisure to attend without they had a subsistence would be impossible: for these reasons, therefore, this government is a species of democracy. Another species is distinguished by the mode of electing their magistrates, in which every one is eligible, to whose birth there are no objections, provided he is supposed to have leisure to attend: for which reason in such a democracy the supreme power will be vested in the laws, as there will be nothing paid to those who go to the public assemblies. A third species is where every freeman has a right to a share in the government, which he will not accept for the cause already assigned; for which reason here also the supreme power will be in the law. The fourth species [1293a] of democracy, the last which was established in order of time, arose when cities were greatly enlarged to what they were at first, and when the public revenue became something considerable; for then the populace, on account of their numbers, were admitted to share in the management of public affairs, for then even the poorest people were at leisure to attend to them, as they received wages for so doing; nay, they were more so than others, as they were not hindered by having anything of their own to mind, as the rich had; for which reason these last very often did not frequent the public assemblies and the courts of justice: thus the supreme power was lodged in the poor, and not in the laws. These are the different sorts of democracies, and such are the causes which necessarily gave birth to them.

The first species of oligarchy is, when the generality of the state are men of moderate and not too large property; for this gives them leisure for the management of public affairs: and, as they are a numerous body, it necessarily follows that the supreme power must be in the laws, and not in men; for as they are far removed from a monarchical government, and have not sufficient fortune to neglect their private affairs, while they are too many to be supported by the public, they will of course determine to be governed by the laws, and not by each other. But if the men of property in the state are but few, and their property is large, then an oligarchy of the second sort will take place; for those who have most power will think that they have a right to lord it over the others; and, to accomplish this, they will associate to themselves some who have an inclination for public affairs, and as they are not powerful enough to govern without law, they will make a law for that purpose. And if those few who have large fortunes should acquire still greater power, the oligarchy will then alter into one of the third sort; for they will get all the offices of the state into their own hands by a law which directs the son to succeed upon the death of his father; and, after that, when, by means of their increasing wealth and powerful connections, they extend still further their oppression, a monarchical dynasty will directly succeed wherein men will be supreme, and not the law; and this is the fourth species of an oligarchy correspondent to the last-mentioned class of democracies.

CHAPTER VII

There are besides two other states, a democracy and an oligarchy, one of which all speak of, and it is always esteemed a species of the four sorts; and thus they reckon them up; a monarchy, an oligarchy, a democracy, and this fourth which they call an aristocracy. There is also a fifth, which bears a name that is also common to the other four, namely, a state: but as this is seldom to be met with, it has escaped those who have endeavoured to enumerate the different sorts of governments, which [1293b] they fix at four only, as does Plato in his Republic.

An aristocracy, of which I have already treated in the first book, is rightly called so; for a state governed by the best men, upon the most virtuous principles, and not upon any hypothesis, which even good men may propose, has alone a right to be called an aristocracy, for it is there only that a man is at once a good man and a good citizen; while in other states men are good only relative to those states. Moreover, there are some other states which are called by the same name, that differ both from oligarchies and free states, wherein not only the rich but also the virtuous have a share in the administration; and have therefore acquired the name of aristocracies; for in those governments wherein virtue is not their common care, there are still men of worth and approved goodness. Whatever state, then, like the Carthaginians, favours the rich, the virtuous, and the citizens at large, is a sort of aristocracy: when only the two latter are held in esteem, as at Lacedaemon, and the state is jointly composed of these, it is a virtuous democracy. These are the two species of aristocracies after the first, which is the best of all governments. There is also a third, which is, whenever a free state inclines to the dominion of a few.

CHAPTER VIII

It now remains for us to treat of that government which is particularly called a free state, and also of a tyranny; and the reason for my choosing to place that free state here is, because this, as well as those aristocracies already mentioned, although they do not seem excesses, yet, to speak true, they have all departed from what a perfect government is. Nay, they are deviations both of them equally from other forms, as I said at the beginning. It is proper to mention a tyranny the last of all governments, for it is of all others the least like one: but as my intention is to treat of all governments in general, for this reason that also, as I have said, will be taken into consideration in its proper place.

I shall now inquire into a free state and show what it is; and we shall the better understand its positive nature as we have already described an oligarchy and a democracy; for a free state is indeed nothing more than a mixture of them, and it has been usual to call those which incline most to a democracy, a free state; those which incline most to an oligarchy, an aristocracy, because those who are rich are generally men of family and education; besides, they enjoy those things which others are often guilty of crimes to procure: for which reason they are regarded as men of worth and honour and note.

Since, then, it is the genius of an aristocracy to allot the larger part of the government to the best citizens, they therefore say, that an oligarchy is chiefly composed of those men who are worthy and honourable: now it [1294a] seems impossible that where the government is in the hands of the good, there the laws should not be good, but bad; or, on the contrary, that where the government is in the hands of the bad, there the laws should be good; nor is a government well constituted because the laws are, without at the same time care is taken that they are observed; for to enforce obedience to the laws which it makes is one proof of a good constitution in the state-another is, to have laws well calculated for those who are to abide by them; for if they are improper they must be obeyed: and this may be done two ways, either by their being the best relative to the particular state, or the best absolutely. An aristocracy seems most likely to confer the honours of the state on the virtuous; for virtue is the object of an aristocracy, riches of an oligarchy, and liberty of a democracy; for what is approved of by the majority will prevail in all or in each of these three different states; and that which seems good to most of those who compose the community will prevail: for what is called a state prevails in many communities, which aim at a mixture of rich and poor, riches and liberty: as for the rich, they are usually supposed to take the place of the worthy and honourable. As there are three things which claim an equal rank in the state, freedom, riches, and virtue (for as for the fourth, rank, it is an attendant on two of the others, for virtue and riches are the origin of family), it is evident, that the conjuncture of the rich and the poor make up a free state; but that all three tend to an aristocracy more than any other, except that which is truly so, which holds the first rank.

We have already seen that there are governments different from a monarchy, a democracy, and an oligarchy; and what they are, and wherein they differ from each other; and also aristocracies and states properly so called, which are derived from them; and it is evident that these are not much unlike each other.

CHAPTER IX

We shall next proceed to show how that government which is peculiarly called a state arises alongside of democracy and oligarchy, and how it ought to be established; and this will at the same time show what are the proper boundaries of both these governments, for we must mark out wherein they differ from one another, and then from both these compose a state of such parts of each of them as will show from whence they were taken.

There are three different ways in which two states may be blended and joined together; for, in the first place, all those rules may be adopted which the laws of each of them have ordered; as for instance in the judicial department, for in an oligarchy the rich are fined if they do not come to the court as jurymen, but the poor are not paid for their attendance; but in democracies they are, while the rich are not fined for their neglect. Now these things, as being common to both, are fit to be observed in a free [1294b] state which is composed of both. This, then, is one way in which they may be joined together. In the second place, a medium may be taken between the different methods which each state observes; for instance, in a democracy the right to vote in the public assembly is either confined by no census at all, or limited by a very small one; in an oligarchy none enjoy it but those whose census is high: therefore, as these two practices are contrary to each other, a census between each may be established in such a state. In the third place, different laws of each community may be adopted; as, for instance, as it seems correspondent to the nature of a democracy, that the magistrates should be chosen by lot, but an aristocracy by vote, and in the one state according to a census, but not in the other: let, then, an aristocracy and a free state copy something from each of them; let them follow an oligarchy in choosing their magistrates by vote, but a democracy in not admitting of any census, and thus blend together the different customs of the two governments. But the best proof of a happy mixture of a democracy and an oligarchy is this, when a person may properly call the same state a democracy and an oligarchy. It is evident that those who speak of it in this manner are induced to it because both these governments are there well blended together: and indeed this is common to all mediums, that the extremes of each side should be discerned therein, as at Lacedaemon; for many affirm that it is a democracy from the many particulars in which it follows that form of government; as for instance, in the first place, in the bringing up of their children, for the rich and poor are brought up in the same manner; and their education is such that the children of the poor may partake of it; and the same rules are observed when they are youths and men, there is no distinction between a rich person and a poor one; and in their public tables the same provision is served to all. The rich also wear only such clothes as the poorest man is able to purchase. Moreover, with respect to two magistracies of the highest rank, one they have a right to elect to, the other to fill; namely, the senate and the ephori. Others consider it as an oligarchy, the principles of which it follows in many things, as in choosing all their officers by vote, and not by lot; in there being but a few who have a right to sit in judgment on capital causes and the like. Indeed, a state which is well composed of two others ought to resemble them both, and neither, Such a state ought to have its means of preservation in itself, and not without; and when I say in itself, I do not mean that it should owe this to the forbearance of their neighbours, for this may happen to a bad government, but to every member of the community's not being willing that there should be the least alteration in their constitution. Such is the method in which a free state or aristocracy ought to be established.

CHAPTER X

It now remains to treat of a tyranny; not that there is [1295a] much to be said on that subject, but as it makes part of our plan, since we enumerated it amongst our different sorts of governments. In the beginning of this work we inquired into the nature of kingly government, and entered into a particular examination of what was most properly called so, and whether it was advantageous to a state or not, and what it should be, and how established; and we divided a tyranny into two pieces when we were upon this subject, because there is something analogous between this and a kingly government, for they are both of them established by law; for among some of the barbarians they elect a monarch with absolute power, and formerly among the Greeks there were some such, whom they called sesumnetes. Now these differ from each other; for some possess only kingly power regulated by law, and rule those who voluntarily submit to their government; others rule despotically according to their own will. There is a third species of tyranny, most properly so called, which is the very opposite to kingly power; for this is the government of one who rules over his equals and superiors without being accountable for his conduct, and whose object is his own advantage, and not the advantage of those he governs; for which reason he rules by compulsion, for no freemen will ever willingly submit to such a government. These are the different species of tyrannies, their principles, and their causes.

CHAPTER XI

We proceed now to inquire what form of government and what manner of life is best for communities in general, not adapting it to that superior virtue which is above the reach of the vulgar, or that education which every advantage of nature and fortune only can furnish, nor to those imaginary plans which may be formed at pleasure; but to that mode of life which the greater part of mankind can attain to, and that government which most cities may establish: for as to those aristocracies which we have now mentioned, they are either too perfect for a state to support, or one so nearly alike to that state we now going to inquire into, that we shall treat of them both as one.

The opinions which we form upon these subjects must depend upon one common principle: for if what I have said in my treatise on Morals is true, a happy life must arise from an uninterrupted course of virtue; and if virtue consists in a certain medium, the middle life must certainly be the happiest; which medium is attainable [1295b] by every one. The boundaries of virtue and vice in the state must also necessarily be the same as in a private person; for the form of government is the life of the city. In every city the people are divided into three sorts; the very rich, the very poor, and those who are between them. If this is universally admitted, that the mean is best, it is evident that even in point of fortune mediocrity is to be preferred; for that state is most submissive to reason; for those who are very handsome, or very strong, or very noble, or very rich; or, on the contrary; those who are very poor, or very weak, or very mean, with difficulty obey it; for the one are capricious and greatly flagitious, the other rascally and mean, the crimes of each arising from their different excesses: nor will they go through the different offices of the state; which is detrimental to it: besides, those who excel in strength, in riches, or friends, or the like, neither know how nor are willing to submit to command: and this begins at home when they are boys; for there they are brought up too delicately to be accustomed to obey their preceptors: as for the very poor, their general and excessive want of what the rich enjoy reduces them to a state too mean: so that the one know not how to command, but to be commanded as slaves, the others know not how to submit to any command, nor to command themselves but with despotic power.

A city composed of such men must therefore consist of slaves and masters, not freemen; where one party must hate, and the other despise, where there could be no possibility of friendship or political community: for community supposes affection; for we do not even on the road associate with our enemies. It is also the genius of a city to be composed as much as possible of equals; which will be most so when the inhabitants are in the middle state: from whence it follows, that that city must be best framed which is composed of those whom we say are naturally its proper members. It is men of this station also who will be best assured of safety and protection; for they will neither covet what belongs to others, as the poor do; nor will others covet what is theirs, as the poor do what belongs to the rich; and thus, without plotting against any one, or having any one plot against them, they will live free from danger: for which reason Phocylides wisely wishes for the middle state, as being most productive of happiness. It is plain, then, that the most perfect political community must be amongst those who are in the middle rank, and those states are best instituted wherein these are a larger and more respectable part, if possible, than both the other; or, if that cannot be, at least than either of them separate; so that being thrown into the balance it may prevent either scale from preponderating.